Skip to main content
Normal View

Dáil Éireann debate -
Thursday, 6 Nov 1997

Vol. 482 No. 5

Annual Report of Ombudsman: Statements (Resumed).

Earlier I mentioned cases which were referred to the Ombudsman and about which complaints were made to me. The final case concerns the payment of ten and 22 month premiums by the Department of Agriculture and Food. The ten month premiums were applied for and paid. However, when the 22 month premiums were applied for the following year the applicant omitted the birthdays of each beast because he had not retained a record. Unfortunately, the application was turned down and the Department sought repayment of the moneys previously paid. What happened could be described as a technical error. That was pointed out to the Ombudsman but he refused to accept it. In addition, the Department of Agriculture and Food refused to contact the herd owner for approximately 13 months.

The Ombudsman asked the Department to change the regulations. Although the Department was aware for 12 months that there had been a mistake and that the ages of the beasts had not been included, it did not contact the herd owner and the Ombudsman refused to take this into consideration. He contacted the Department and the regulation was changed as a result.

I do not accept that a fair decision was given by the Ombudsman in this case. When the Department of Agriculture and Food disallows cases such as the one I outlined it rejects the premiums for one year and, in certain cases, in the second year. There is an issue of proportionality involved. The penalty is illegal because it breaches the requirement of proportionality. It is indisputable that a farmer who makes an innocent mistake or a technical error with no fraudulent intent is not guilty of dishonest conduct and to impose on such a farmer one of the most severe penalties, that is, stopping payment of premiums over a two year period, is out of proportion.

I wish to bring to the attention of the Ombudsman a small leaflet which was included with his report, "Public Bodies and the Citizen — The Ombudsman's Guide to Standards of Best Practice for Public Servants". It states: "Dealing fairly with people means — treating people in similar circumstances in like manner; accepting that rules and regulations, while important in ensuring fairness, should not be applied so rigidly or inflexibly as to create inequity; .". That is an important statement. I have outlined the salient facts of three cases to the House and the Ombudsman did not apply that principle to those cases. The leaflet further states that dealing fairly with people means "avoiding penalties which are out of proportion to what is necessary to ensure compliance with the rules". This is where the issue of proportionality arises.

The Ombudsman did not follow his own guidelines and allowed the events I have outlined to happen. I have stopped certain cases being referred to the Ombudsman because I believe applicants were not being given a fair hearing. The Ombudsman may not be aware that all farmers apply for and receive grants of one form or another and, for 60 per cent, the grants make up their entire net income. A farmer can have his premium suspended for a two year period although it is his entire net income. That is a serious situation for any affected family.

I do not accept the situation in respect of the Ombudsman is fair. He states his independence in the report and I am prepared to accept that. However, I question whether he is impartial because he seems to side more with Department officials than with complainants. I have witnessed incidents other than those I have cited where this is the case and have spoken to Deputies who advised people not to send their complaints to him. The benefit of the doubt in these cases should be given to the complainant, provided nothing fraudulent is involved. I question whether the benefit of the doubt was given in the cases of which I have practical knowledge.

The Ombudsman and his staff must develop the issue of proportionality. It is a serious situation where a man's net income is removed for two years. In the three cases I cited, I have no doubt that proportionality was not taken into consideration. It is all very well for the bureaucrats in Brussels to draw up regulations for the payment of premia and grants, but they do not consider the human aspect involved. We depend on the Ombudsman to act as the buffer between us and the bureaucrats. I welcome the fact that we now have an Ombudsman in Europe and that there is co-operation between him and our Ombudsman, but they have much work to do. We do not want to resort to the courts because it can be lengthy and expensive for an individual. It can take between six months and two years for a case to be heard.

I have been critical of the Ombudsman but I hope I have been constructive. I have practical knowledge of the agricultural dimension, have cited three cases in which I dealt with the Ombudsman and was not pleased with the direction his staff took.

I compliment Deputy D'Arcy not only for doing his constituents a great service by citing these cases but for also doing the public a great service. The tradition has been to stand up in this Chamber, praise everyone and never point the finger at something wrong.

Very few Members of the Oireachtas would be a more avid supporter of the concept of the Ombudsman than myself. I became a member of the International Ombudsman Institute as far back as 1978. My PhD thesis was based on the spread of the Ombudsman concept internationally. At the same time, there can be few Members in either House who are as disappointed as I at the indicators in this report of the failure of this important public office to make an impact on public administration. The Office of Ombudsman should be the litmus test of the relationship between the citizen and the State. Reading this and previous reports, it is evident that we need a root and branch examination of the manner in which the office operates and, more importantly, of the Ombudsman (Amendment) Act, 1984, and how it can be strengthened. This is not a criticism of the office holder or his staff, but of this and the other House. It is also a criticism of successive Governments who have paid lip service to the concept of an Ombudsman but have failed to deliver.

We have had a fettered Ombudsman since 1984. The office started with bright hopes in the early 1960s. If anyone cares to read the hopes and aspirations for that office they could do no better than look at the contribution of former Deputy Fergus O'Brien when he introduced a Private Members' Bill on the office in the 1970s.

By any objective standards there are alarming indicators that the office has not reached its full potential and it has failed to deliver on the dreams of those who wished to establish it. There is an alarming decline in its capacity to handle complaints and confidence in the office has been undermined.

There are two major disappointments in so far as the institution is concerned. First, the lack of impact of the office on the public. Second, its lack of impact on political life and the pattern of complaint behaviour. The lack of public impact of the office is graphically illustrated in the steady decline in the number of complaints within the Ombudsman's jurisdiction recorded in the annual reports. When the office issued its first report in 1985, there were 5,277 complaints handled. In 1986 that figure rose to 6,862. Since the late 1980s there has been a disastrous decline in the number of complaints handled within its jurisdiction. For example, the 1988 report records that the figure had fallen to 2,800. By 1990 it was down to 2,700 and in 1995 the office received 2,250 complaints. There are 80 major offices of Ombudsman in the developed nations and I challenge anyone to show a lower rate of complaint than in Ireland. There is something fundamentally wrong and we need to identify the problem.

If one looks at the final numbers, the figure goes from 5,382 complaints in 1986 to a disastrous 2,180 in 1995. By any objective standards these are not impressive figures. The volume of complaints received is declining, as is the volume of complaints handled and finalised. Why?

Within the report there is a further alarming indicator. As part of the strategic management initiative, the Ombudsman undertook a client review and I compliment him on this. This is reproduced in part in page 8. During this review, only 37 per cent of those contacted responded, two thirds did not. Of those who responded, 67 per cent felt happy with the manner in which their complaint was handled. This is a good percentage. However, it means that one third did not feel happy. This is far too high a level of discontent. Thirty five per cent who responded indicated that the office was not well publicised. Indeed, the Ombudsman makes this point about the office budget in the report. We all know that in the past five or ten years the Ombudsman has failed to make the impact, not because of a fault with the incumbents of the office but because the office did not have sufficient money to launch a proactive vigorous campaign of publicity and take the institution to the four corners of the country.

My second disappointment with the Ombudsman's office and the manner in which it operates at present is more serious, it is the failure to impact on the political culture and cliente lism which has been such a striking negative feature of the Irish political culture since the foundation of the State. The great hope of the Oireachtas joint committee which was behind the creation of the office of the Ombudsman was that one of the major impacts would be on political life, that the Deputies, Senators, councillors and town commissioners up and down the country would be relieved of the tedium of being highly paid, and in some cases unpaid, messenger boys for the administrative system. This simply has not happened. In the ten years since the Ombudsman Act came into effect, the volume of public representatives' constituency work has risen steadily. My research proves this but, more importantly, and perhaps more objectively, reports which have looked at the pay scales in this and the other House have proved this.

The level of complaint about public administration has also grown over that period; it has not declined as anticipated. When the Ombudsman's office was set up we all felt that Deputies and public representatives were spending far too much of their time operating the messenger boy function, fixing matters for constituents, and far too little of their time operating as legislators. Exponents of the office of Ombudsman argued strongly that the creation of a strong independent complaints mechanism would provide citizens with their own advocate and, at the same time, release public representatives to focus on policy rather than on the details of administration. This has not happened. Councillors, Senators, Deputies and even Ministers are now investing more of their time in minor administrative issues than they did in the early 1980s when the debate on the Ombudsman Act got under way.

Shortly before the office was created, I pointed out that the Irish system of complaint, the tradition of approaching each and every public representative in an area with administrative complaints, had a profound impact on administrative life and a corrosive impact on political life. It undermined the confidence in the administrative system and its impartiality, and it also gave rise to the view that just about everything could be fixed. That view is equally corrosive of politics.

The situation is now worse than ever. Ministers' offices are now packed with back-up staff handling constituency work more than ever before in our history, as we know from replies to parliamentary questions delivered over the past five years. Deputies and Senators are devoting a greater proportion of their time and energy to administrative minutiae. The public is, if anything, more frustrated with our administration now and more cynical of political life than it has ever been.

The office of Ombudsman could and should have a major impact on this situation. If reform is to be effected, the Ombudsman's office should handle an increasing proportion of administrative complaints. As we have seen, the opposite is the case. The number of complaints being handled by the Ombudsman's office has shown an alarming decline. At the same time, the proportion of the time of public representatives spent in the administrative minutiae has shown an equally alarming increase.

It is clear that the office is suffering from a lack of publicity. Mr. Kevin Murphy makes this point in his report and, indeed, Mr. Michael Mills also made that point. It is also clear that it has an extraordinarily restrictive jurisdiction and, to his credit, Mr. Murphy makes this point. In the past the office suffered budgetary and staffing constraints which were exercised by the very Administration which the Ombudsman was meant to control.

It has always been my belief that the Ombudsman's office was effectively strangled at birth by administrative hostility. It was given a uniquely restricted jurisdiction, and I have made this point in several articles. I once analysed 80 ombudsman Acts and by any objective standard the Irish Act was the worst. A huge amount of the administration remains outside the Ombudsman's jurisdiction and, uniquely, the office has had areas of administration withdrawn from its jurisdiction. As the Ombudsman notes, he still cannot examine the activities of the bulk of commercial State-sponsored bodies and is excluded from examining non-commercial State-sponsored bodies. He makes specific reference to FÁS and the vocational education committees, two sectors which have inexplicably been removed from his jurisdiction. He is confined to examining complaints about administrative matters within the health boards and is excluded from taking a view on clinical mistakes or incompetence. If a patient goes into hospital and has the wrong leg cut off, the Ombudsman can examine how the paperwork was handled but cannot take a view on the clinical judgment. In 1981 I pointed out, in a critique of the Ombudsman proposals, that this was a bizarre exclusion. The only country which had such an absolute exclusion was the UK, where the office is even more fettered. Characteristically, Paddy copied the Brits; we did not have enough confidence to write an ombudsman Act based on best practice and copied the worst practice.

The ombudsman cannot handle a variety of issues within the general administration because the concept of maladministration as defined in the Act is restrictive. An Ombudsman in a Canadian province told me that the great thing he brought to the office was that he had not read the Act carefully and interpreted it liberally. The Irish Ombudsman does not have the same capacity because his hands were tied from day one.

I have said before that there is no reason to fetter this institution and that it would be in all our interests — above all in the interest of the public and of public administration — if the Office of the Ombudsman were released from the restrictions in the Act. A review of the Ombudsman Act, which has been promised by successive Administrations, is now long overdue. The Act's many defects must be rectified, the jurisdiction of the office must be extended to cover all areas of public administration and all bodies funded by the State should be brought within its purview. If the Houses of the Oireachtas truly cares for the office, we must immediately re-establish the Joint Committee on Administrative Justice or another committee to oversee public administration and reform and we must completely rewrite the Ombudsman Act to create an office which is better equipped, better funded and more independent in order to fulfil the role of people's advocate better than our current fettered Ombudsman can.

The Ombudsman has raised another issue, not mentioned in any contribution here, of which the Minister should take note — the current proliferation of crypto-ombudsmen. The term has been scandalously purloined by a variety of public bodies who want to cover themselves in positive PR. The term "ombudsman" means a high level public official, statutorily based, whose independence is assured and whose task is defined in law. The term has been plundered by bankers, financial institutions and more recently by the rogues in the legal fraternity. The concept of the ombudsman is debased when this happens. I applaud the fact that these agencies have established complaint agents but they do not have the right to call those self-appointed individuals "ombudsmen". They illustrate at least some degree of client-consciousness and a good exercise of public relations but they do damage the concept of ombudsman.

The actions to be taken are evident. There should be a complete review of the ombudsman Acts. Such a review was promised by this Government and the last Government and should be undertaken without delay. There should be an immediate extension of the Ombudsman's jurisdiction. The concept was approached with fear and trepidation by the administrators who drafted the first Act but they have no reason to fear a truly active Ombudsman. As was stated in a court judgment in Manitoba, Canada, if an ombudsman casts the light of public scrutiny into the dark recesses of public administration and illustrates that which is good, the administration benefits greatly. If the ombudsman's light shines on something bad corrective action can be taken and the population as a whole benefits.

We need to bring forward legislation on administrative procedures — it is greatly overdue. Such legislation was first envisaged in 1969 in the report of the public service review group, yet it is still awaited. We need to speed up the implementation of the Freedom of Information Act, 1997. Above all else, we need to be less timorous with our public administration. We must be more adventurous and confident in ourselves. We have a good public administration and we should have the national self-confidence to recognise that.

It is a learning experience to listen to Deputy Roche who has a commitment and expertise in public administration which he has brought to bear in the debate. In the light of the contributions from Deputy Roche and others I hope the Ombudsman will feel more optimistic about having the legislative and financial resources which he will need to fulfil our expectations of his office. The Ombudsman's report is revealing about how much remains to be done by the Oireachtas and the Department of Finance to enable him to carry out his task.

Deputy Roche referred to the Ombudsman and his office being fettered. It is up to the legislators, who set up his office with such enthusiasm, to facilitate him to carry out his work on behalf of the public and the public administration. We have a tendency to set up agencies without following through with the necessary legislative and other resources to allow them to expand and to meet the needs they identify. Society has not lent itself easily, naturally or culturally to the openness and rigorous examination essential to the Ombudsman's role. We are timorous and fearful, to the point of paranoia at times, about allowing the public administration to be opened up to public debate. Indeed, confidentiality starts at Cabinet level.

Deputy Roche indicated that the numbers applying to the Ombudsman seeking to have their cases resolved are low. The Members of the Oireachtas must take a responsibility for that. Part of the difficulty regarding his office is that politicians have not rushed to support it by passing on work which justifiably falls within its remit. A similar situation developed in the case of the National Social Service Board as it expanded and the Citizens Advice Bureau as it tried to establish a nationwide network. The culture of politics, with a combination of multi-seat constituencies which result in Deputies competing with each other, means that politician's clinics are crowded and encouraged to be so by those who should be providing the resources the Office of the Ombudsman requires. We cannot have it both ways. We must be rigorous. We are questioning how inadequate some areas of the Ombudsman's remit is but at the same time we should look to ourselves when asking why his office has not developed in the way all of us wish it to.

I was struck by the code of practice issued by the office of the Ombudsman for the public service and the recommendation that it be incorporated in the training of those in the public service. The office has also recommended that it advise public bodies on how best to devise and implement an internal complaints system within individual departments. Therefore, the terms of reference given to the Ombudsman and the manner in which they are carried out are not lacking on his side but rather on ours. We should have been endeavouring to do this within these Houses and it should not be part of the Ombudsman's work.

The Ombudsman has also engaged market research consultants to carry out a nationwide survey of public awareness of his office. I hope he will be in a position to both resource and pay for the appropriate type of consultancy and research, to implement any recommendations and that politicians will co-operate with him in this. Politicians should allow the Office of the Ombudsman to become the centre through which complaints and the justifiable needs and causes of the people can be independently processed. A dependency culture is being sustained while that office is not used and while political clientelism continues to allow people to believe that their rights are dependent on the good will of somebody in authority. One of the biggest difficulties the Ombudsman has had is getting the co-operation of other people to allow him to function.

The Minister of State at the Department of Finance, Deputy Cullen, in introducing the report to the House demonstrated the delay we have caused in providing the corresponding supportive legislation and resources the office of the Ombudsman needs to carry out and expand its role, something we all, at least in theory, want to see happen. It is outrageous that the Ombudsman's role has been curtailed rather than expanded in areas where he was hitherto allowed to intervene to investigate basic rights and bread and butter issues for people who sought redress through his office. I am glad the Minister of State, Deputy Cullen, has given deadlines within which the legislation should be implemented. He referred especially to the Public Service Management Act, the Freedom of Information Act and the Committees of the Houses of the Oireachtas (Compellability, Privileges and Immunities of Witnesses) Act which were signed into law this year. The Public Service Management Act requires Departments to prepare and submit to the Minister, no later than March next year, a strategy statement setting out the key objectives, outputs and related high level strategies, including use of resources of the Department. I listened to the criticisms of Deputy Roche and others in this House. I would like to think that this legislation will allow the Ombudsman and his office to return in 1998 — but certainly by 1999 — with an expanded, strengthened and more independent report than they have been allowed to make up to now.

The Ombudsman and politicians here are concerned by the apparent lack of awareness on the part of citizens, particularly those living in urban areas, of the existence the office of the Ombudsman, its accessibility and role in processing issues. This is highly worrying, particularly as people living in urban centres are among the most disadvantaged and suffer most lack of confidence and lack of knowledge of their rights. If we did nothing but concentrate on that problem between now and when we receive the next report from the Ombudsman, we would be helping him to do what he was appointed to do — to be a first rather than a last resource for people who feel powerless and who do not know how or where to process their complaints.

Unless all of us work towards encouraging people in disadvantaged areas and give them the information it is their right to have, the Ombudsman's office cannot function in the way it was set up to do. We are providing the resources to enable it to carry out this huge task between now and the next report. It is not as if the fall in the number of complaints points to a society that does not need this kind of justice and support. A large number of people do not have the confidence or information to process complaints and this means a great number of cases which never come to the attention of the office of the Ombudsman would probably merit the most urgent attention.

A major awareness raising point the former Ombudsman, Mr. Michael Mills, and the current Ombudsman have made in their reports is that the public service in terms of the governance of the country, must ensure that people get their rights and benefits not by default but because they are entitled to them. The Ombudsman has continually stressed this important point. I refer particularly to the area of social welfare benefits in this regard. Some of the most disadvantaged people who are entitled to benefits are penalised because they are unaware of deadlines and do not understand the bureaucracy involved in making applications. If people do not apply for benefits in time, they lose out on what is rightfully theirs. People pay to ensure they are fully entitled to benefits when they are in need.

I am aware of a case which encapsulates many of the points I and others are making. A young woman in my constituency was widowed when her husband, with whom she ran a small business, died in his early forties. She was trying to hold the business together and look after her four young children and because of the suddenness and trauma of his death, she did not apply in time for a contributory widow's pension to which she and her family were entitled. She was told she was not entitled to the pension from the date of her husband's death because she did not apply in time. This was due to the difficulties in her personal life. She applied for the arrears of the pension but she was told that although arrangements for the payment of arrears had been significantly improved following the Ombudsman's report on arrears of contributory pensions, regrettably the recent change to social welfare legislation entitling contributory based pensioners to back dated arrears for 12 months did not apply to her because it only applied to those who made applications for pensions after 1 January 1997. She applied for her pension on 23 December 1996.

The woman and her husband contributed to a pension that was rightfully theirs. She was penalised because of the special circumstances in which she found herself and her lack of knowledge that she had to apply within a certain time. The report of the Ombudsman makes the point every year with regard to all benefits and pensions, but particularly contributory pensions, that there should not be deadlines. If a person has contributed to a pension and is eligible, he or she should receive it. The former Ombudsman, Mr. Michael Mills, made the point that the State cheats people when they do not receive their rights. The State makes money which does not rightfully belong to it and people are denied their entitlements to which they have contributed.

These are the areas that the Ombudsman has asked to be rectified again and again. We must not shoot the messenger, but rather enable the Ombudsman's office to carry out the responsibility we assign to it. It is unfair of us to criticise the Ombudsman until we have put the legislation in place that allows his office to expand. The Minister of State at the Department of Finance, Deputy Cullen, indicated that legislation will be forthcoming and we must take account of what Deputy Roche has said given his examination of ombudsmen's offices here and abroad. We should look at models for these offices in other more seasoned countries, but we must also review the legislation under which we set up the office.

I do not expect legislation to meet every need or aspiration. It is only when laws are implemented that anomalies arise. However, we must be responsible and amend legislation when they occur.

I appeal to the Cabinet and the Department of Finance to ensure that resources needed to implement legislation which supports the Ombudsman's office will be available. The Ombudsman and his staff should be congratulated on their work and for highlighting what we have to do. I pay tribute to the Ombudsman on his election to the executive council of Ombudsmen, which is a high honour. I hope that when he attends meetings with ombudsmen from all over the world, our Ombudsman holds his head high and can say that his office and staff are allowed to work as forcefully and fully as was envisaged in their founding.

(Dublin West): In his report, the Ombudsman lays down useful principles which he believes public bodies should implement in their dealings with the public. On page 27, he speaks of dealing impartially with people and avoiding bias because of a person's colour, sex, marital status, ethnic origin, culture, language, etc. The Department of Justice is in flagrant violation of these principles.

I was ashamed to hear a black Irishman from Belfast on "Morning Ireland" describe what happened when he took a bus over the Border into this State. Gardaí, on the instruction of the Minister for Justice, came onto the bus and asked only for his passport because his colour is different from that of most citizens of the State. That is an outrage, and it happens on a weekly basis to Irish people crossing the Border if they are not white. We have been joined by the appropriate Minister of State. I hope the Minister will convey this matter to the Minister for Justice, Equality and Law Reform. I urge all citizens and residents, North and South, whose colour is other than white and who are being so treated to protest loudly and publicly through the various organisations open to them, including anti-racist organisations and trade unions. I also urge them to go the Ombudsman after every such incident so that there will be a record of the number of such occurrences and to stop this practice once and for all.

Top
Share