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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/2002-02-28/4/
28 Feb 2002 -
(5) The Investment Intermediaries Act, 1995, is amended–
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
A document in regard to the Investment Intermediaries Bill which was circulated to the relevant industry...Similarly, at the time of the publication of the Bill the Minister for Finance issued a press release...the written appointments regime should provide a substantial measure of protection for the clients of investment...important protection for clients and there was no indication of any opposition to it from any area of the investment...It is fundamental to the Bill.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1998-01-28/328/
28 Jan 1998 -
Section 51 of the Investment Intermediaries Act, 1995....This section imposes a requirement on investment business firms to hold a bond....This requirement has not been commenced in respect of a number of categories of investment business firms...and it is not proposed to commence the section in respect of such intermediaries....The proposed Investor Compensation Bill will make comprehensive provision for compensation in this area
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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/1995-06-22/4/
22 Jun 1995 -
Coveney) The Investment Intermediaries Bill is the latest in a long series of legislation required by...The Seanad recently considered the Stock Exchange Bill, now enacted as the Stock Exchange Act, 1995....The Investment Intermediaries Bill reflects the need to provide regulatory structures to keep pace with...activity investment product intermediary....The aim of this Bill is to ensure that the activities of investment intermediaries are made subject to
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1996-01-25/46/
25 Jan 1996 -
Recent legislation has introduced a system of authorisation, regulation and supervision for investment...intermediaries....The Stock Exchange Act, 1995, makes the Central Bank the regulatory authority for the Irish Stock Exchange...and its member firms, while the Investment Intermediaries Act, 1995, makes the Central Bank and the...Minister for Enterprise and Employment the regulatory authorities for other investment intermediaries
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
example: if an insurance company or financial institution appoints Deputy Ned O'Keeffe's company as an investment...intermediary to sell its products and Deputy McDowell asks Deputy O'Keeffe's company to invest £10,000...with Irish Life and Deputy O'Keeffe absconds, Irish Life, having appointed his company as an intermediary...That is the purpose of this section of the Bill.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2000-10-18/6/
18 Oct 2000 -
This is a technical amendment which inserts the words "tracker bonds" in section 28 of the 1995 Act....This is intended to ensure symmetry between the definition of an investment product intermediary and...In section 25 of the 1995 Act, an investment product intermediary is defined as someone who may offer...Section 28 of the 1995 Act lists the products which a product producer may entrust to an investment product...intermediary but tracker bonds are not included.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
McCreevy As I understand it, if a person asks an investment intermediary appointed by a non-life company..., such as a bank, to invest £10,000 and something goes wrong the bank will have to repay the money....If the investment intermediary represents a life assurance company such as Irish Life — the relevant...Insurance Act, 1989 — Irish Life would not be legally obliged to refund the money in the event that the investment...intermediary does not pay it.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
McCreevy I may have missed it but I presume there is not provision in this Bill for partnerships or...sole operators to act as investment intermediaries?
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
O'Keeffe Investment intermediaries are broadly based investment people who take small investments, including...From the position I hold, I have an interest in the Bill and I believed that aspect would be covered....If I pay £1,000 to an investment intermediary for a life policy or product and the money goes astray,...that is not covered in the Bill....There is no protection under the the Bill to cover those circumstances.
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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/2002-02-28/4/
28 Feb 2002 -
"(4) Where a contribution is paid to an intermediary, including an investment business firm authorised...under the Investment Intermediaries Act, 1995, or a member firm authorised under the Stock Exchange...Act, 1995, in respect of a PRSA contract entered into by a PRSA provider, the contribution shall be treated...as having been paid to the PRSA provider when it is paid to the intermediary....Nothing in this subsection shall render a PRSA provider liable for a contribution paid to an intermediary
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Debate: Select Committee On Finance And The Public Service
https://www.oireachtas.ie/en/debates/debate/select_committee_on_finance_and_the_public_service/1998-06-30/2/
30 Jun 1998 -
of the Investment Intermediaries Act, 1995, where they provide investment services only on an incidental...Intermediaries Act, 1995....Bill....with the provisions of 47(1)(a) which deals with investment intermediaries....intermediary, for example, by advertising that he or she is an investment intermediary.
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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/1995-06-22/4/
22 Jun 1995 -
Mulcahy I thank the Minister for introducing the Bill....This is a very important Bill because it deals with people's money....The issue of investment intermediaries has been a problem for ordinary people who have lost money....almost every country in the world where people have lost money through fraudulent or negligent business intermediaries
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
While intermediaries selling life company investment products are regulated under the Insurance Act,...1989 intermediaries selling non-life company investment products will be regulated under this Bill....In most, if not all cases the same intermediary will sell life and non-life investment products....As I understand it, the working group is making the case that intermediaries selling life company investment...under this Bill.
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Debate: Select Committee On Finance And The Public Service
https://www.oireachtas.ie/en/debates/debate/select_committee_on_finance_and_the_public_service/2004-02-19/3/
19 Feb 2004 -
McCreevy Section 31 of the Investment Intermediaries Act 1995 provides that all product producers should...have a substantial register of all its investment product intermediaries....This is also an attempt to row back on a provision under the Investment Intermediaries Act 1995, which
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
Advertising is the means by which people usually make their first contact with an investment intermediary...Under this section it will be an offence for a company to hold itself up as an investment intermediary...unless it is a proper investment intermediary....Over the past ten years so-called investment intermediaries have made extraordinary and exaggerated claims...intermediary to hold itself up as an investment intermediary.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1997-02-05/4/
5 Feb 1997 -
, 1996, that it has power to make provision in the Bill for the supervision by the Central Bank of Investment...under the Investment Intermediaries Act, 1995; the fact that the regulatory regime envisaged when the...of investment intermediaries who have discretionary control over client funds....The long title to the Central Bank Bill, 1996, does not contain any reference to amending the Investment...Intermediaries Act, 1995.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2010-04-28/9/
28 Apr 2010 -
amendment was made to the definition of a financial institution in section 24 to include the category of an investment...business firm, within the meaning of the Investment Intermediaries Act 1995, to bring within the scope...of the Bill certain insurance intermediaries not otherwise covered....of the Bill....There is no requirement to include this group in the Bill and, therefore, the amendment excludes them
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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/1995-06-22/4/
22 Jun 1995 -
intermediaries....It is essential that the Government does not make itself the guarantor of investment intermediaries in...The Bill will regulate a wide range of firms from the smallest investment intermediary to the fund management...Most of these would fall within the restricted activity investment intermediary category....Can he give examples of companies that are classified as "restricted activity investment product intermediaries
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1996-10-30/184/
30 Oct 1996 -
Bruton) The activities of investment intermediaries are regulated by statute....The Investment Intermediaries Act, 1995, which was signed into law by the President on 4 July 1995, sets...down a regulatory regime for all investment intermediaries and establishes two supervisory authorities...The regime established under the Investment Intermediaries Act, 1995 provides for a system of both direct
