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Debate: Select Committee On Family, Community And Social Affairs
https://www.oireachtas.ie/en/debates/debate/select_committee_on_family_community_and_social_affairs/2002-03-21/2/
21 Mar 2002 -
Ahern That is a matter for the Central Bank under the Investment Intermediaries Act, 1995.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2012-12-13/23/
13 Dec 2012 -
(3) In relation to investment firms, an inspector appointed under the European Communities (Markets...(4) In relation to investment firms which are credit institutions, an inspector appointed under section...(5) In relation to investment firms which are investment business firms, an inspector appointed under...section 66 or 73 of the Investment Intermediaries Act 1995 shall, for the purposes of this section,...2 Section 33(2) ( a ) Substitute “Part 5 of the Central Bank Reform Act 2010” for “the Act of 1995
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Debate: Select Committee On Enterprise And Small Business
https://www.oireachtas.ie/en/debates/debate/select_committee_on_enterprise_and_small_business/2000-07-12/4/
12 Jul 2000 -
Treacy I move amendment No. 48: In page 23, line 24, after "investment business firm" to insert ",...Section 2 of the Investment Intermediaries Act, 1995, defines "investment business firm" as meaning,...inter alia, any person other than a member firm within the meaning of the Stock Exchange Act, 1995, who...product intermediary and are required to comply with the legislative obligations placed on investment...product intermediaries.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-14/18/
14 Jun 1995 -
McCreevy This section deals with existing investment business firms....Since the enactment of this Bill will lead to the establishment of elaborate machinery, I do not know...I make this suggestion not merely in the case of this Bill but with regard to various supervisory activities...What procedures will have to be adopted by an existing investment intermediary, say, an accountancy firm...or whoever, to comply with the regulations specified in this Bill?
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Debate: Select Committee On Enterprise And Small Business
https://www.oireachtas.ie/en/debates/debate/select_committee_on_enterprise_and_small_business/2000-07-12/4/
12 Jul 2000 -
-Section 65 of the Act of 1995 is hereby amended in subsection (2)( g ) by the insertion after ’by’ of...There was an original error in the Investment Intermediaries Act when it was copied into the Insurance...Bill.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1996-11-05/34/
5 Nov 1996 -
Bank of Ireland and the Minister for Enterprise and Employment are the supervisory authorities for investment...business firms for the purposes of the Investment Intermediaries Act, 1995.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2000-12-13/22/
13 Dec 2000 -
On Committee Stage in the Seanad, concerns were expressed about the freedom of restricted activity investment...product intermediaries to offer advice to their clients....Investment product intermediaries authorised under section 10 of the 1995 Act have to fulfil three conditions...This regime permits the consumer to seek wide-ranging advice, confident that their investment is secure...While this amendment does not meet all the requirements of restricted activity investment product intermediaries
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2000-10-18/6/
18 Oct 2000 -
–The Act of 1995 is hereby amended by the substitution of the following section for section 29: ‘29....–The supervisory authority may, if it considers it appropriate to do so, require investment product intermediaries...or any class or classes of such intermediaries (including credit institutions when acting as such intermediaries...product intermediaries and the protection of the clients.'.”....This amendment seeks to amend the 1995 Act by inserting provisions relating to disclosure to clients
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1996-12-03/42/
3 Dec 1996 -
Intermediaries Act, 1955....In the context of the review of regulation under the Investment Intermediaries Act, 1995, which I have...I have received an informal written submission from the IBA on the regulation of investment intermediaries...The policing mechanisms used by the IBA in relation to the regulation of investment intermediaries have...intermediaries.
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Debate: Select Committee On Finance And The Public Service
https://www.oireachtas.ie/en/debates/debate/select_committee_on_finance_and_the_public_service/2004-02-19/3/
19 Feb 2004 -
Insert the following subsection after subsection (1): ‘(1A) Subsection (1) shall not apply to— ( a ) intermediaries...( a ) of this subsection, whose only investment business service is acting as an insurance intermediary...Section 33 of the Investment Intermediaries Act 1995 deals with auditors and their duties in regard to...investment business firms that are not incorporated bodies, that is, brokers....This issue has not been given consideration under this Bill at any stage and was not part of the public
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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/2000-11-08/6/
8 Nov 2000 -
The intention in this Bill, in inserting this provision into the Investment Intermediaries Act, 1995,
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Debate: Select Committee On Enterprise And Small Business
https://www.oireachtas.ie/en/debates/debate/select_committee_on_enterprise_and_small_business/2000-07-12/4/
12 Jul 2000 -
product intermediary authorised under section 10 or 13 of this Act as an investment business firm or...business firm is an insurance intermediary, with the Insurance Acts,’.”....This amendment encompasses the original amendment to section 24( b ) of the Bill while adding that when...the investment product intermediary is authorised as an insurance intermediary, the product producer...the supervisory authority to act as an investment product intermediary for insurance purposes.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2012-06-28/6/
28 Jun 2012 -
from the scope of the Investment Intermediaries Act 1995....The position remains that the legal obligation on investment business firms (including insurance intermediaries...Intermediaries Act, 1995....Once fully transposed, insurance intermediaries that do not provide investment services would no longer...With regard to the issue raised by Deputy Tóibín, more than likely the companies Bill, which the Department
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Debate: Seanad Éireann
https://www.oireachtas.ie/en/debates/debate/seanad/1995-06-22/4/
22 Jun 1995 -
Will it be the business intermediary firms, the consumer who buys products or the taxpayer?...responsibility under the Stock Exchange Act, should also be responsible for all aspects of business investment...intermediaries?...This Bill is to be welcomed in general terms....on business intermediaries.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2002-01-30/315/
30 Jan 2002 -
The Investment Intermediaries Act, 1995, introduced detailed procedures for the regulation of investment...As there was considerable blurring at the margins between investment and insurance products, with a significant...number of intermediaries engaging in both investment and insurance business, the Insurance Act 2000,...with the parameters set down in the 1995 Act....Under the Investment Intermediaries Act, the Central Bank is obliged to set down various codes of conduct
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1998-12-10/68/
10 Dec 1998 -
Treacy) The Insurance Bill, 1998, which is being drafted at present, will provide for the transfer of...responsibility for the regulation of insurance intermediaries from the Department of Enterprise, Trade...This follows the enactment of the Investment Intermediaries Act, 1995 which provided for a similar transfer...of regulatory responsibility in the case of investment intermediaries....Bretton Woods Agreement (Amendment) Bill 1998.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-06-07/7/
7 Jun 1995 -
McDowell I welcome the Bill which is overdue....I notice that a few newspapers followed up some of these investment intermediary companies operating...to rely on European directives to spur us into this type of legislative reaction but nonetheless the Bill...It is essential that the Government does not make itself the guarantor of investment intermediaries in...I have a simple and straightforward view: this Bill is long overdue and I am anxious that it goes through
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1998-06-30/23/
30 Jun 1998 -
However, the Minister for Finance has responsibility for the Stock Exchange Act, 1995, under which the...Central Bank regulates stock exchange member firms, and the Investment Intermediaries Act, 1995, under...which the bank regulates investment business firms....under the Investment Intermediaries Act....affairs, it is logical that both the Minister for Finance, having prepared the investor compensation Bill
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/2000-10-18/6/
18 Oct 2000 -
4 and substitute the following: "(d) there has not been a failure by– (i) the restricted activity investment...product intermediary or a related undertaking of the intermediary, or (ii) an officer of the intermediary...opinion of the supervisory authority, prejudicial to the proper and orderly regulation and supervision of investment...The amendment describes circumstances in which a restricted activity investment product intermediary...may not be deemed authorised for the purposes of the 1995 Act.
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Debate: Dáil Éireann
https://www.oireachtas.ie/en/debates/debate/dail/1995-02-28/32/
28 Feb 1995 -
Central Bank of Ireland and the Department of Enterprise and Employment, has produced a scheme of a Bill...Taken together with the Stock Exchange Bill, 1994, the proposed Bill will provide for a system of regulation...which will meet the requirements of the EU Investment Services and Capital Adequacy Directives....In view of the importance of ensuring proper regulation of investment intermediaries and in view of the...1 July 1995 deadline for transposition of the Investment Services Directive, the Bill will be introduced
