I thank the Chairman for inviting me to address the joint committee. I shall begin by expanding on my colleagues' comments regarding the level of information that characterises European referendums. Although similar arguments could be made for other referendums, we have the strongest evidence in respect of European referendums. I will then discuss the judgments made in the courts. I am not as optimistic as Professor Gallagher on whether the impression that the Supreme Court sometimes takes a negative view vis-à-vis parties in referendums is mistaken. That is an accurate impression and I will seek to document the grounds for my belief. I will also consider an alternative political science view of the political process which suggests that parties — and here I would agree with my colleagues — should be enabled and facilitated in playing a larger role in the referendum process. I will conclude by going out on a limb to address the subject of constitutional interpretation even though I am not really equipped to do so. I will argue, albeit without academic authority, that Article 27 of the Constitution could be interpreted as implying a role for political parties.
We have excellent evidence on EU referendums held in Ireland, including comparable evidence on the three most recent referendums on EU treaties. Comparing Nice 1 and the Lisbon referendum in terms of people giving their level of knowledge as a reason for not voting, the impact of a lack of knowledge on abstainers in the Lisbon referendum was of the order of 40%. In regard to people's subjective account in response to an open ended question of how they voted, it is striking that 40% of those who voted "No" to Lisbon and Nice one did so on the basis of a lack of knowledge. The significance of this evidence on the deliberations of this committee is that, irrespective of its result, the Nice II referendum process was better for the electorate because voters indicated in retrospect and on the basis of other data that they had a higher level of information than was the case in Nice l.
I will now proceed from the broad type of information given in response to open ended questions to scale and relate people's responses to how they voted. This question has been asked in several studies of referendums and people's understanding can vary from good to not knowing anything about the treaty. The level of support for the treaty varied remarkably according to the scale of subjective knowledge. Research of this sort rarely gets this level of percentage differences and, while this was clearly not the only factor and complex statistical analysis would be needed to tease out the effect of knowledge, it is undeniable that it had a big effect. No multi-variate analysis is likely to wash that out. We can also measure people's objective knowledge through the Millward Brown IMS survey. The Eurobarometer poll also gathered useful data on objective measures and knowledge by putting to respondents a number of true or false statements. A wide span is evident between those who answered four questions correctly, of whom 63% voted "Yes", and those who only answered one or no correct answers, of whom 39% and 28%, respectively, voted for the treaty. Whether measured subjectively or objectively, knowledge is crucial both in respect of abstentions and the way in which people cast their votes. My colleague, Professor Marsh, elaborated on the reasons for that in his presentation.
People's understanding of specific elements of the treaty were probed further in the Millward Brown IMS survey by relating people's judgment on whether items were included in the treaty to how they voted. Approximately one third of respondents thought conscription to a European army was part of the treaty. Based on the crude percentage model, if one believed that, one was highly likely to vote "No" whereas there was a high likelihood of voting "Yes" among those who believed otherwise.
A similar relationship emerges if there is a belief that the end of Ireland's control over its policy on abortion was in the treaty. If somebody believed that, he or she was highly likely to vote "No" but if the person felt it was not the case, he or she was much more likely to vote "Yes." This again underlines the point of how crucial knowledge is; the same reading relates to corporate taxation.
It is worth putting this quickly in context. The committee will note a diagram in the presentation which is a similar measure of objective knowledge based on the Eurobarometer. The blue section denotes the European average and the Irish level of knowledge is also illustrated, showing we are well below average. The position is underlined by the fact that if people's attitudes are measured with regard to the pros and cons of Ireland's membership of the European Union, or other measures indicating people's evaluation of membership or the process of European integration, we are on the positive end of the scale. We are positively disposed but this positive disposition is not backed by a high level knowledge.
This is the case whether knowledge is measured objectively or subjectively. The average European subjective level of knowledge is displayed in another diagram, along with the Irish level. If referendums on European treaties are to be held, a certain level of knowledge would be desirable from an empirical or practical and normative perspective.
My second theme is the referendum, the people and the separation of powers. I have several quotes from Justices of the Supreme Court. In one of the most trenchant, Mr. Justice Hamilton stated:
The role of the people in amending the Constitution cannot be overemphasised. The decision is theirs and theirs alone.
He went on to say that people are entitled to be permitted to reach their decision "free from unauthorised interference by any of the organs of State." That is what I mean about a strongly negative view of the role of parties or the Government. Mr. Justice Carney stated "In my view, a package of uncontested or partisan broadcasts by the national broadcasting services weighted on one side of the argument is an interference with the referendum process." It should be noted he used the word "interference". He went on to note this was of the kind noted by Chief Justice Hamilton. Addressing the political party issue, Mr. Justice Carney stated "The political parties are not assigned, by either the Constitution or the laws for the time being in force, any role in the submission of the proposals for the decision of the people."
Before giving an alternative view, I will first summarise the view of the Justices. The Supreme Court took the view that this is a matter of separation of powers and in a referendum the people are legislators who make the decision. On separation of powers principles, there should be no interference with this and they should be strictly left alone and given the task. They make the law in this regard and it would be a violation of the separation of powers for a Government to seek to influence that viewpoint.
The separation of powers is a classic piece of constitutional architecture but it is a rather narrow view of the policy-making process, although it is important. I draw the committee's attention to an alternative, which political scientists would call a structural-functional model of the political system. In this case it is just a translation of the tripartite division of powers — legislative, executive and judicial — as they are renamed rule-making, rule application and rule adjudication. The structural-functional view adds to this five other functions necessary for the efficient functioning of the political system.
There is interest articulation and interest aggregation. One is the stating of the demands of people and the second draws those demands into an aggregation of interests and coherent set of proposals or policies. There must be political communication and people must be recruited into roles in the political system. That does not just apply to office holders as voters must be recruited. People do not emerge at 18 as being automatically inclined to be a participating voter. They must be recruited to the process not just for elections but also for referendums. Finally, there is the process of political socialisation, where people learn and develop identities, as well as views, ideologies and preferences. This begins with family upbringing and goes on to experiences, particularly in early adult life.
The functions we have considered are performed by structures and, broadly speaking, rule-making consists of the Oireachtas, the Government and the people in a referendum. That is what we are interested in. Rule application consists of the Government and the Civil Service and rule adjudication consists of the courts. Even that is a substantial oversimplification because we are all familiar with instances where the courts effectively make the law. We will not go deeper into that issue for the moment.
With regard to interest articulation, what is particularly noticeable is that in most of these five functions they are performed variously but political parties turn up in all of them. As both my colleagues emphasised, political parties have an extremely important role to play in the functioning of the political system. It is my argument that if one is to adequately assess that role, one must consider a comprehensive account of the functioning of the political system and not just a separation of powers of the legislative, executive, and judicial. Other functions must be performed with regard to elections and referendums.
I will now go out on a limb and speak about Article 27. This identifies a Bill which "contains a proposal of such national importance that the will of the people thereon ought to be ascertained." This can be initiated by a majority in the Seanad and a third of the Dáil referring such a Bill — independently of the Government, President and anybody else — to the President. There are two ways for the will of the people to be ascertained under Article 27. A referendum may be held within a period of 18 months after the President's decision that the will of the people regarding the Bill must be ascertained. The alternative is dealing with the matter by a resolution of Dáil Éireann passed within the said period after a dissolution and reassembly of the Dáil.
This makes an equivalence between a referendum and a general election held after this issue has come to the fore. The election is assumed to be the equivalent of a referendum because the issue will have been dealt with in the election and will be expressed in a resolution of Dáil Éireann.
Considering those two possibilities and the equivalence that the Constitution makes between them in particular, one could note that one of the processes would have full-scale funding. We are assuming the issue at hand will be prominent in the election, although others will be present also. Funding for individual candidates will be on the normal scale we are accustomed to. The inconsistency is that if one goes the general election route, the issue will be resolved with the assistance of Government funding but if the referendum route is taken, no funding will be available for campaigning.
The last slide in my presentation is blank because I was not sure what my conclusion would be. I was also keen to hear what my colleagues had to say. By way of conclusion, I will summarise the points I have made. We have a problem of a lack of knowledge on the part of voters in referenda. The Supreme Court and High Court judgments in this area impose substantial constraints on referendum campaigning. Another difficulty is the effect of Mr. Justice Carney's rulings in regard to the role of political parties and to partisan broadcasts, which used to feature regularly in referenda and where the broadcasts were roughly proportional to the size of the political parties contesting the referendum. It is not merely a question of the lack of funding but also the knock-on effect this has on the rules that either apply directly to broadcasters or which broadcasters internalise and take as their own, with the result that there is this 50:50 breakdown of resources on each side and in terms of appearances on "Prime Time" and so on.
Therefore, the problem of lack of voter knowledge is exacerbated by constitutional constraints. There is an alternative view of the political process that is more complex and differentiated and which contends that the referendum process fits much better within a type of broad picture of the political system, its functions and structures. The implication here is that funding ought to be available. There are difficulties, as Professor Gallagher noted, in terms of how one funds entities other than parties. However, if we confine it for now to the issue of funding political parties, then there is a relatively easy set of criteria and decisions to establish.
That was the outcome of my political science analysis. I went on much more tentatively to suggest that this is compatible with the implications of Article 27 of the Constitution whereby an equivalence is made between an election and a referendum. It may seem odd, incongruous or inconsistent to say there can be funding, under Article 27, in the case of one of these means of ascertaining the will of the people but not in the other. However, as I said, I advance that view with some trepidation.